Sr Auditor- Wealth Management

BNY Mellon in Pittsburgh, PA

  • Type: Full Time
position filled
Performs high quality, risk-focused fieldwork,

in accordance with Internal Audit policies, methodologies, and standards in

order to identify meaningful issues, risks and other exposures in the Wealth

Management areas.' The incumbent will test the financial, operational

and other processes as per Audit procedures. Creates and maintains accurate and

clear work documents.' Completes tasks efficiently (on time, on budget,

accurately).' Learns new businesses, processes and regulations effectively

and quickly.' Communicates well with clients and Audit team members.'

Engages in relevant training regarding audit, businesses, financial controls,

regulations or a particular specialty.' Typically works on projects of

moderate complexity that would involve significant learning (regulatory regime,

business model, processes) on each new assignment. Must be able to quickly

assimilate new information in order to analyze the risks and controls

effectively. Relevant knowledge of financial institutions and all applicable

regulatory requirements is expected.' Should be able to think creatively

as well as take direction. Identify problems that are not consistent with past

audits and begin to structure a solution or remedy to address issue(s).

Identify opportunities for the use of automation and make recommendations for

software support requests. Need to display flexible and adaptive problem

solving skills due to the variety of operational and technological

infrastructures within the Company. Staff at this level will be expected to own

sections of the audit program and bring them to completion. Learns business

strategies, processes and regulations effectively and quickly and is alert to

the changing nature of risk. Conduct risk-focused audits that can have a

negative impact of business continuity. Appropriately analyze control

environment and develop effective audit steps to test controls where necessary

in line with the new methodology. Conclude on the level of residual risk.

Demonstrates these skills through, for example, thoughtful analysis of business

processes and issue identification, as well as discussions with the project

leader and auditees.' The individual works closely with the Audit Senior

and other Auditors on each project. Additionally the individual would work

closely with clients both in learning the business and testing controls. This

requires both good oral and written communications skills and an ability to be

sensitive to the needs of clients and team members. Must be able to keep

sensitive information confidential and know how to use appropriately. Must be

able to know when to elevate potential audit issues as soon as they are

identified to the Auditor in Charge.

'

Qualifications

College

degree or equivalent. 4 year degree in accounting or finance; other subjects

may be applicable for specialties preferred. 3 years relevant experience. 3-5

years relevant experience including experience in audit or the relevant

specialty area preferred.' Requires at least 25% travel.'

'

'

'

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.

Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Pennsylvania-Pittsburgh

Internal Jobcode: 85001

Job: Audit

Organization: Audit Investment Management-HR07984

Requisition Number:

, city : Pittsburgh , state : Pennsylvania , country : United States , country_code : US , location_type : LAT_LNG , latitude :40.44062, longitude :-79.99589, categories :[{ name : Audit }], brand : Experienced , experience_levels :[ Experienced ], apply_url : , internal :false, searchable :true, applyable :true, li_easy_applyable :false, ats_code : bnymellon-prod-taleo , meta_data :{ flow_config_name : external , ats_job_hash : ff105a42128b1d1fec4192adb7c6a38ba25b31b32e1315ba53e60669a2951eae , career_sections :[ 6 ], questionservice :{ id : }, creation_date : 2020-01-10T15:06:38-05:00 , canonical_url : , taleo_language : en , tags :[], gdpr :false, last_mod : 2020-01-14T15:00:13+0000 , elasticsearch :{ es_version_current :9}, import_source : taleo-api-importer , gateway : taleo-external , question_sets :[{ name : taleo-external , ordinal :1},{ name : _js_questions_en-us , ordinal :2},{ name : work_eligibility , ordinal :3},{ name : eeo , ordinal :4},{ name : ofccp , ordinal :5},{ name : esignature , ordinal :6}]}, update_date : 2020-01-14T15:00:13+0000

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